PlatPhorm Finance
Finance News
Public finance feed reader with source attribution, published/fetched timestamps, and degraded states.
SEC and FDA Announce MOU to Bolster Cooperation and Ensure Market Integrity
The Securities and Exchange Commission and the Food and Drug Administration today announced that they have entered into a Memorandum of Understanding (MOU) designed to assist the agencies in carrying out their respective missions of ensuring the…
Source: U.S. Securities and Exchange Commission. Published: 2026-08-31T18:24:32.000Z. Fetched: 2026-09-01T06:13:38.782Z.
SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations
The Securities and Exchange Commission today proposed amendments to Rule 3a12-8 under the Securities Exchange Act of 1934 to add the debt obligations of the European Union (EU) to the list of foreign government debt obligations designated as "exempted…
Source: U.S. Securities and Exchange Commission. Published: 2026-08-28T17:33:00.000Z. Fetched: 2026-09-01T06:13:38.782Z.
SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors
The Securities and Exchange Commission today charged 38 entities alleging that they made material misrepresentations in Forms ADV filed with the Commission between 2025 and 2026 to falsely portray themselves as legitimate advisory firms to U.S. investors…
Source: U.S. Securities and Exchange Commission. Published: 2026-08-27T21:30:00.000Z. Fetched: 2026-09-01T06:13:38.782Z.
SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricolor
The Securities and Exchange Commission today charged Daniel Chu, Jerome Kollar, and Ameryn Seibold, the former CEO, CFO, and Senior Director of Finance, respectively, at Texas-based Tricolor Holdings, LLC, for their roles in an alleged multi-year scheme…
Source: U.S. Securities and Exchange Commission. Published: 2026-08-18T19:55:10.000Z. Fetched: 2026-09-01T06:13:38.782Z.
SEC Proposes New Regulation Crypto Assets
The Securities and Exchange Commission today announced that it proposed new rules, titled “Regulation Crypto Assets,” that would create a clear and fit-for-purpose framework for certain investment contracts involving crypto assets. This proposal follows…
Source: U.S. Securities and Exchange Commission. Published: 2026-08-18T17:15:48.000Z. Fetched: 2026-09-01T06:13:38.782Z.
SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scam
The Securities and Exchange Commission today charged New York resident Andrew Spaventa and three entities he owned and controlled with fraud and other violations in connection with unregistered securities offerings of private funds that purportedly…
Source: U.S. Securities and Exchange Commission. Published: 2026-08-14T20:16:34.000Z. Fetched: 2026-09-01T06:13:38.782Z.
SEC Charges Toms River Trio in Connection with Alleged $47 Million Fraud Targeting Orthodox Jewish Communities
The Securities and Exchange Commission today charged three Toms River, New Jersey residents for their roles in an affinity investment fraud that raised approximately $47 million from more than 87 investors, who were primarily members of Orthodox Jewish…
Source: U.S. Securities and Exchange Commission. Published: 2026-08-13T20:32:19.000Z. Fetched: 2026-09-01T06:13:38.782Z.
SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraud
The Securities and Exchange Commission today charged New York-based investment adviser Adit Ventures Management LLC, its CEO Eric Munson, and three affiliated general partners, Adit Ventures LLC; Adit Ventures II LLC; and Adit Ventures III LLC (the…
Source: U.S. Securities and Exchange Commission. Published: 2026-08-10T18:00:00.000Z. Fetched: 2026-09-01T06:13:38.782Z.
SEC Establishes Financial Reporting and Accounting Unit in Enforcement Division
The Securities and Exchange Commission today announced it is establishing a new specialized unit within the Division of Enforcement to provide the dedicated expertise, focus, and capacity to pursue accounting and financial reporting fraud cases as well…
Source: U.S. Securities and Exchange Commission. Published: 2026-08-05T18:30:00.000Z. Fetched: 2026-09-01T06:13:38.782Z.
SEC Announces Continuation of Small Business Advisory Committee Meeting
The Securities and Exchange Commission announced that the Small Business Capital Formation Advisory Committee meeting held on July 21, 2026, will reconvene August 6, 2026, at 1 p.m. ET, virtually, on SEC.gov. The committee will…
Source: U.S. Securities and Exchange Commission. Published: 2026-07-30T13:53:38.000Z. Fetched: 2026-09-01T06:13:38.782Z.
Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy
The Securities and Exchange Commission released a report to Congress today highlighting policy recommendations from the SEC’s 45th Annual Government-Business Forum on Small Business Capital Formation. The report provides a summary of the forum…
Source: U.S. Securities and Exchange Commission. Published: 2026-07-27T19:59:17.000Z. Fetched: 2026-09-01T06:13:38.782Z.
SEC Announces Roundtable on Preparations for 24-Hour Trading
The Securities and Exchange Commission announced today that it will host a roundtable on Sept. 17, 2026, to discuss moving towards 24-hour trading in the U.S. equity markets, including preparations to support overnight trading, operations and resiliency…
Source: U.S. Securities and Exchange Commission. Published: 2026-07-23T15:04:00.000Z. Fetched: 2026-09-01T06:13:38.782Z.